Hi, i'm Himanshu Gupta
CA / CPA (15+ years of Experience)
Finance professional with over 15 years of experience
Ex -Vice President: Group Finance with Credit Suisse | Ex-Deloitte | Ex-PWC | Auditing (Internal &
Statutory) and Strategic Financial Management | CA, CPA with 15+ Years Exp.
Profile
Full Name
Himanshu Gupta
Phone
+91 9210111035
ghimanshu007@gmail.com
SUMMARY
- CA, CPA with 15+ years of post qualification experience working in Auditing (Internal & Statutory) and Strategic Financial Management
- Expertise in supervising a company's operations, people, and ventures in order to grow business and navigate through different growth phases from a financial perspective while driving shareholder value creation in a multi environment. Passion to lead the planning & execution of all finance activities and auditing, bring sustainable profitability while supporting top build a solid foundation for controls & oversight, along with forming & developing cross-border highly productive teams with right skills and expertise. NexGen Finance Leader, operating with systematic and technology approaches to improving the effectiveness of financial processes and controls.
- Worked for 11 years with Big 4's namely, PWC and years with leading bank as Process Risk Controller with leading bank. Experience in auditing clients from diversified industries such as Investment Management, FMCG, Manufacturing, Automobiles, and Pharmaceuticals, Shipping, etc
Education
Certified Public Accountant
American Institute of Certified Public Accountants - 2016
Lorem Ipsum is simply dummy text of the printing and typesetting industry. Lorem Ipsum has been the industry's standard dummy text ever since the 1500s, when an unknown printer took a galley of type and scrambled it to make a type specimen book.
Chartered Accountant
Institute of Chartered Accountants of India - 2007
Lorem Ipsum is simply dummy text of the printing and typesetting industry. Lorem Ipsum has been the industry's standard dummy text ever since the 1500s, when an unknown printer took a galley of type and scrambled it to make a type specimen book.
Masters of Commerce
Annamalai University - 2017
Lorem Ipsum is simply dummy text of the printing and typesetting industry. Lorem Ipsum has been the industry's standard dummy text ever since the 1500s, when an unknown printer took a galley of type and scrambled it to make a type specimen book.
Bachelors of Commerce (Hons.)
Annamalai University - 2017
Lorem Ipsum is simply dummy text of the printing and typesetting industry. Lorem Ipsum has been the industry's standard dummy text ever since the 1500s, when an unknown printer took a galley of type and scrambled it to make a type specimen book.
PROFESSIONAL HISTORY
S.S. Kothari Mehta
Audit Assistant - Aug 2006 - Oct 2008
External, Internal, Tax Audits
Price Waterhouse
Assistant Manager - oCT 2008 - Oct 2012
External Audits, Fraud Audits, Limited Reviews
Deloitte & Touche AERS India Pvt. Ltd.
Audit Manager - Oct 2012 - Dec 2018
Investment Management, Innovation, Deployments
Credit Suisse Services India Pvt.
Vice President - Dec 2018 - Jan 2023
Group Finance
OUR SERVICES
Business Startup
Indian Investor |
Foreign Investor |
|
|
Goods & Service Tax
- GST Registration Services
- GST Compliance Services
- Representation at Assessing Officer, Ist Apellate and IInd Appellate
IP Registration
Registration Services |
Compliance Services |
|
|
Income Tax
Registration Services |
Compliance Services |
|
|
MCA RBI Compliances
|
|
Audit
|
|
|
NCLT
- Legal & Advisory Services Related to NCLT/ DRT and Sarfaesi
Portfolio Management
- Investment in Real Estates
- Investment in Mutual Funds
- Life Insurance Services
- Health Insurance Services
Other Services
- Financial Advisory Services
- Channel Financing
- Investment Services
- Risk and Control identification and Implementation
- SOX Controls Implementation and Review
- Setting up/ updating the Accounting Policy manual
- IFRS Compliance and Implementation
- US GAAP Compliance and Implementation
- Book Keeping and accounting in Tally Quickbooks, Zoho etc.
- US Tax Returns
Payroll Services
- EPF Registration
- ESIC Registration
- Professional Tax Registration
- Payroll Processing Service
Awards
CFO Excellence Award
2019
Led Center of Excellence for Audit Innovation
2015 to 2018
Applause & Spot Awards
2012 to 2018
Integration Award
2014 & 2015
Led Audit for pioneer engagement, Morgan Stanley
2013 to 2016
Multiple Client Appreciations & Awards
2012 & 2013
NOTABLE ACCOMPLISHMENTS
At Credit Suisse Services India Pvt. Ltd.
- Played a pivotal role in designing KPI’s/ KRI’s, SOX 404 controls for various processes in Group Finance
- Pioneered the design and successful implementation of SOX controls for leases
- Slashed manual adjustments in the Regulatory Reporting Process At Deloitte & Touche AERS India Pvt. Ltd
- Played a pivotal role in leading Center of Excellence for Audit Innovation
Deloitte & Touche AERS India Private Limited
- Played a pivotal role in leading Center of Excellence for Audit Innovation
- Worked as a Member of Center of Excellence for Investment Management
- Transitioned accounting manual of a company from USGAAP to IFRS
- Holds the merit of deployment and conversion to the Software for Deloitte (EMS)
- Set a benchmark in developing NexGen Auditing Software for (Project Symphony)
EXPERTISE
Professional Skills
-
Financial Leadership &Team
-
Stakeholder Management
-
Process, Risk & Controls Enrichment
-
SOX 404 Controls / Financial Controls
-
Financial Reporting - USGAAP/ IFRS
-
Internal and External Auditing
-
Innovation / Automation
-
Solution Oriented Approach
Work Experiense
Credit Suisse Services India Private Limited
Vice President: Group Finance - Dec 2018 – Jan 2023
- Build a team of 12 comprising of 4VPs, 6 AVPs, and 2 ENOs catering approx 600 folks across Finance teams including Directors and VP’s.
- Identify, establish, track and monitor KPI's mom reporting to key stakeholders
- Evaluate the design of controls, identify control gaps, and propose enrichment/or new controls in compliance with IFRS/ USGAAP
- Review SOX and other internal financial controls to ensure compliance with underlying standards
- Drive process improvements for increasing efficiency with adequate risk coverage
- Perform annual control adequacy assessment via the SOX 404 BOY (Beginning of the Year) activity, optimization/ rationalization of controls
- Independently challenge and help the line teams to perform effective SOX 404 EOY (sign-offs)
- Design and establish a controls framework for Financial Reporting & Regulatory Reporting
- Review and assess the 1st level of defense across the line teams. Bridge between the second line of defense and line teams
- Governance / tracking around all issues /actions/ commitments across C&R to ensure a timely and effective closure by independently challenging the same.
- Address concentration risk around GL account ownership
- Independently led the project to identify and document the SOX controls around the leases process ensuring compliance with SOX 404 and USGAAP 842
Deloitte & Touche AERS India Private Limited
Audit Manager - Oct 2012 – Dec 2018
- Worked in various sectors such as Investment Management, Pharmaceutical, Shipping, Real Estate and Technology etc. largely, Private Equity engagements in Investment Management sector
- Worked on investment valuations (Level 1 and Level 2 securities)
- Completed fund audits - substantive testing, substantive analytical procedures during quarter and year-end
- Spearheaded firm-wide project for transition of Audit Files from existing software to new auditing software
- Led Innovation efforts (Project Symphony) which involves user acceptance testing and business readiness testing
- Facilitated several local and national office technical training
- Supervised a team size of 25 -40 direct team members across various clients
- Travelled to US to meet, connect and attend client meetings on Morgan Stanley and EMS Testing
- Dealt with Deloitte US offices based out at New York, Chicago, Princeton, San Jose, San Francisco, etc.
- Significant engagements served include, Morgan Stanley Smith Barney Commodity Pools, Morgan Stanley Private Equity, Morgan Stanley
- Infrastructure, Madison Dearborn, BDT Capital Partners, Riverside Partners LLC, Triton Funds, and GSK
Price Waterhouse
Audit Assistant Manager - Oct 2008 – Oct 2012
- Worked on audits of companies from sectors such as Manufacturing, Automobile, Liquor, FMCG, Telecommunications, etc.
- Performed statutory audits, limited reviews, and tax audits for various clients
- Steered end-to-end engagements from planning until final reporting phase
- Gained understanding of analyzing significant financial statement line items such as, revenue to rebut the presumption of significant risk
- Performed fraud audit for one of large telecom clients
- Covered areas such as inventory valuation, fixed assets, operating expenses, going concern, etc.
- As a Team Lead or Field In-charge, engagements worked included Glaxo Smithkline Consumer Healthcare Limited, Glaxo Smithkline Asia
- Private Limited, Jagran Prakashan Limited, SML Isuzu Limited, Amcor Flexibles Private Limited, Bharti Airtel Limited, Agilent Technologies Private Limited, and Macquarie
S.S. Kothari Mehta & Co.
Audit Assistant - Aug 2005 - Oct 2008
- Worked on auditing and finalization of accounts of manufacturing companies including vouching, ledger scrutiny, stock valuation, physical verification of inventory, etc.
- Significant engagements served include Vardhaman Polytex Limited, Nuchem Limited, Samtel Display Systems Limited, DCM Sri Ram Industries Limited, and DCM Sri Ram Consolidated Limited
Contact
Send me a message
Address
451, New Delhi - Delhi - India
Phone
+91 9210111035
ghimanshu007@gmail.com